Regulatory Information
Grandwood operates under strict regulatory oversight to ensure the highest standards of financial services and client protection.
Our Regulatory Framework
Grandwood is regulated by leading financial authorities across multiple jurisdictions to ensure compliance and client protection.
Licensed and regulated by EDFA for investment services across the European Union.
Authorized by the GFSC for investment business and fund management services.
Authorized by the FCA for investment services and financial conduct in the United Kingdom.
Our Commitment to Compliance
We adhere to the highest international standards for financial services and client protection.
Comprehensive AML policies and procedures to prevent money laundering and terrorist financing.
- Customer Due Diligence (CDD) procedures
- Enhanced Due Diligence (EDD) for high-risk clients
- Ongoing transaction monitoring
- Suspicious activity reporting
Robust KYC procedures to verify client identity and assess risk profiles.
- Identity verification and documentation
- Source of funds verification
- Politically Exposed Person (PEP) screening
- Sanctions list screening
Full compliance with the Markets in Financial Instruments Directive II for EU operations.
- Best execution policies
- Product governance requirements
- Investor protection measures
- Transaction reporting
Strict adherence to GDPR and other data protection regulations.
- Data minimization principles
- Consent management
- Data subject rights
- Breach notification procedures
Regulatory Documents
Access our key regulatory documents and compliance reports.
EDFA License Certificate
Official license certificate from the European Digital and Financial Authority
Annual Compliance Report
Comprehensive annual report on regulatory compliance and risk management
Client Agreement Terms
Standard terms and conditions for client agreements
Risk Disclosure Statement
Important risk disclosures for investment products and services
Best Execution Policy
Our policy for achieving best execution on client orders
Conflicts of Interest Policy
Policy for identifying and managing conflicts of interest
Regulatory Inquiries
For questions about our regulatory compliance or to request additional documentation, please contact our compliance team.